Αποτελέσματα Αναζήτησης
3 Νοε 2015 · Beginning in December 2011, Fenway Partners and the four executives caused certain portfolio companies to terminate their payment obligations to Fenway Partners and enter into consulting agreements with an affiliated entity named Fenway Consulting Partners LLC.
14 Αυγ 2024 · The Securities and Exchange Commission today announced charges against 26 broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications.
3 Νοε 2015 · New York-based Fenway Partners LLC and four executives will pay a total of more than $10.2 million to settle charges that they failed to tell investors about payments to employees by one of its...
2 ημέρες πριν · The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.
3 Νοε 2015 · The private equity firm and the executives, including principals Peter Lamm, William Gregory Smart and former principal Timothy Mayhew, were not "fully forthcoming" to a client and investors about...
3 Νοε 2015 · Private-equity firm Fenway Partners, its CFO, and three other executives have agreed to pay $10.2 million to settle charges they failed to disclose conflicts of interests arising out of transactions with an affiliated consulting company.
To settle the SEC’s charges without admitting or denying the order’s findings, Fenway Partners, Lamm, Smart, and Mayhew agreed to jointly and severally pay disgorgement of $7.89 million and prejudgment interest of $824,471.10.
