Αποτελέσματα Αναζήτησης
20 Ιουλ 2023 · If you get an out-of-the-blue call, text, or email about “an amazing investment opportunity,” it’s a scam. Walk away. Don’t believe promises that you’ll make money or earn guaranteed returns.
26 Ιουλ 2024 · But if a firm isn’t on the list, it may still be unauthorised or be a scam. Unauthorised firms often change their names, and we may not be aware of it yet. To use the list, you can: search for an unauthorised firm using the search bar. filter results by the first letter of the firm.
11 Ιαν 2024 · Since fall 2023, FINRA has seen a significant spike in investor complaints resulting from recommendations made by fraudulent “investment groups” promoted through social media channels.
9 Οκτ 2019 · This Alert presents actual videos that defendants in SEC enforcement actions allegedly used as part of their investment frauds. Two simple steps can help protect you from being swindled in an investment scam:
27 Ιουλ 2021 · The FBI Criminal Investigative Division and the United States Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) warn of fraudsters swindling investors while pretending to be registered brokers or investment advisers.
11 Μαρ 2024 · If you’re an investment professional and have concerns that someone is using your name or information as part of a potential scam, contact your firm’s compliance department, and alert FINRA by calling the BrokerCheck hotline at (800) 289-9999 or emailing [email protected].
Key takeaways. Beware of investment promises — scammers put advertisements online for investments that offer returns that are too good to be true. Scammers often pretend to be members of legitimate companies using the name of an actual employee.
