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1. www.foxbusiness.com › markets › sec-charges-fenway-partners-and-executives-withSEC Charges Fenway Partners And Executives With Hiding Conflicts...

   www.foxbusiness.com › markets › sec-charges-fenway-partners-and-executives-with

   • Αποθηκευμένο αντίγραφο

   The Securities and Exchange Commission settled charges on Tuesday with Fenway Partners LLC, principals Peter Lamm and William Gregory Smart, former principal Timothy Mayhew Jr., and chief...

2. www.reuters.com › article › businessFenway Partners, four executives, to pay $10.2 million for...

   www.reuters.com › article › business

   3 Νοε 2015 · New York-based Fenway Partners LLC and four executives will pay a total of more than $10.2 million to settle charges that they failed to tell investors about payments to employees by one of...

3. www.sec.gov › enforcement-litigation › whistleblower-programIn the Matter of Fenway Partners, LLC, Peter Lamm, William...

   www.sec.gov › enforcement-litigation › whistleblower-program

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   3 Νοε 2015 · In the Matter of Fenway Partners, LLC, Peter Lamm, William Gregory Smart, Timothy Mayhew, Jr., and Walter Wiacek, CPA Administrative Proceeding File No.: 3-16938 Case filed: November 3, 2015

4. www.golocalprov.com › news › sec-charges-ri-pension-investment-firm-with-failureGoLocalProv | News | SEC Charges RI Pension Investment Firm with...

   www.golocalprov.com › news › sec-charges-ri-pension-investment-firm-with-failure

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   5 Νοε 2015 · An SEC investigation found that Fenway Partners LLC, principals Peter Lamm and William Gregory Smart, former principal Timothy Mayhew Jr., and chief financial officer Walter Wiacek...

5. www.secactions.com › sec-adviser-settle-proceeding-centered-on-conflictsSEC, Adviser Settle Proceeding Centered on Conflicts

   www.secactions.com › sec-adviser-settle-proceeding-centered-on-conflicts

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   3 Νοε 2015 · Fenway Partners, a Commission registered investment adviser, serves as the adviser to three private equity funds, including Fenway Partners Capital Fund III, L.P. Respondents Peter Lamm and William Smart served as Managing Directors, and had an ownership interest in, the adviser.

6. www.investorlawyers.com › blog › fenway-partners-pays-over-8m-f-1Fenway Partners to Pay Over $8M For Not Disclosing Conflicts of...

   www.investorlawyers.com › blog › fenway-partners-pays-over-8m-f-1

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   5 Νοε 2015 · To settle, Fenway Partners, Mayhew, Smart, and Lamm are agreeing to disgorgement of over $7.9M and pay prejudgment interest of over $800K. Along with Wiacek they consented to pay $1.525 in penalties. Over $10M will go to a fund for investors that sustained harm.