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Form TA-1 is to be used to register or amend registration as a transfer agent with the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation or the Securities
Download Printable Form Ta-1 (sec Form 1528) In Pdf - The Latest Version Applicable For 2024. Fill Out The Uniform Form For Registration As A Transfer Agent And For Amendment To Registration Pursuant To Section 17a Of The Securities Exchange Act Of 1934 Online And Print It Out For Free.
Transfer Agent Registration and Amendment Form—Form TA-1. Under sections 2, 17A(c), 17(a)(3), and 23(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder, the appropriate regulatory agencies (ARA's) are authorized to solicit from applicants for registration as a transfer agent and
1 Δεκ 2006 · Uniform form for registration as a transfer agent and for amendment to registration. TA-1. formta-1.pdf (PDF, 534.9 KB) Last Reviewed or Updated: Dec. 1, 2006. Return to top.
Easily fill out and download SEC Form 1528 (TA-1) online. Get the Uniform Form for Registration as a Transfer Agent and for Amendment to Registration in PDF format.
SEC FORM TA-1. GENERAL: Form TA-1 is to be used to register or amend registration as a transfer agent with the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation or the Securities and Exchange Commission pursuant to Section 17A of the Securities Exchange Act of 1934.
Form TA-1 - current version (last update April 2021) (PDF) Historical Versions Description: Form TA-1, an interagency form, is used by entities wishing to act as a transfer agent to register before performing transfer agent functions and to amend registration information as necessary.
