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Federal legislation, the Corporate Transparency Act (“CTA”), was enacted by Congress on January 1, 2021, as part of the National Defense Authorization Act. The CTA includes significant reforms to anti-money laundering laws and is intended to help prevent and combat money laundering, terrorist financing, corruption, and tax fraud.
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Search Filings. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order.
A signed Form must be filed with each Jurisdiction requiring a Consent to Service of Process on Form U-2 at the office so designated by the laws or regulations of that Jurisdiction and must be accompanied by the exact filing fee, if any. The Form must be signed by the issuer.
17 Απρ 2023 · NASAA’s Uniform Forms library contains 17 common forms for use by broker-dealers, investment advisers and securities issuers.
Directive 2024-15: The Examination and Verification of Petitions from Minor Party “Libertarian Party of Ohio” Candidates for U.S. Senate as well as President and Vice President of the United States (PDF)
