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1. www.sec.gov › about › filing-fee-rateFiling Fee Rate - SEC.gov

   www.sec.gov › about › filing-fee-rate

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   1 Οκτ 2024 · The current fee rate for 10/1/2024 to 9/30/2025 is: $153.10 per $1,000,000. The fee is calculated by multiplying the aggregate offering amount by 0.00015310. Filing fees are required for filings made pursuant to: Sections 6(b) of the Securities Act of 1933; Sections 13(e) and 14(g) of the Securities Exchange Act of 1934

2. www.investopedia.com › terms › sWhat Is an SEC Fee? Definition, Rate, How It Works, and Example

   www.investopedia.com › terms › s

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   21 Απρ 2022 · The SEC fee is a small fee that exchanges and broker-dealers must pay the U.S. Treasury, to help offset the governmental costs associated with regulating the equities market.

3. www.sec.gov › newsroom › press-releasesSEC Issues Second Fee Rate Advisory for Fiscal Year 2024

   www.sec.gov › newsroom › press-releases

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   17 Απρ 2024 · The Securities and Exchange Commission today announced that, starting on May 22, 2024, the fee rates applicable to most securities transactions will be set at $27.80 per million dollars.

4. www.sec.gov › answers › sec31"SEC Fee" — Section 31 Transaction Fees - SEC.gov

   www.sec.gov › answers › sec31

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   25 Σεπ 2013 · When you sell a stock, you may have noticed that a small transaction fee, often just a few pennies, appears on your confirmation slip. Although some broker-dealers have described this charge as an "SEC Fee," the SEC does not actually impose this fee on individual investors.

5. www.finra.org › rules-guidance › noticesInformation Notice 2/14/23 - FINRA.org

   www.finra.org › rules-guidance › notices

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   14 Φεβ 2023 · Effective February 27, 2023, the Section 31 fee rate applicable to specified securities transactions on the exchanges and in the over-the-counter markets will decrease from its current rate of $22.90 per million dollars in transactions to a new rate of $8.00 per million dollars in transactions.

6. smartasset.com › advisor-resources › sec-fee-rateWhat Is the SEC Fee and How Much Do Advisors Pay? - SmartAsset

   smartasset.com › advisor-resources › sec-fee-rate

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   The SEC fee is a transaction cost that financial advisors must pay on the sale of exchange-listed and over-the-counter securities to fund SEC operations.

7. www.investor.gov › investing-basics › glossaryFiling and Registration Fees - Investor.gov

   www.investor.gov › investing-basics › glossary

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   The SEC collects fees under various provisions of the securities laws, including the following: Section 6(b) of the Securities Act of 1933 (for registrations of securities); Section 13(e) of the Securities Exchange Act of 1934 (for specified repurchases of securities);