Αποτελέσματα Αναζήτησης
30 Αυγ 2024 · 3C1 refers to a portion of the Investment Company Act of 1940 that exempts certain private investment companies from regulations. A firm that's defined as an investment company must...
30 Απρ 2024 · Under Section 3 (c) (1), a fund may have up to 250 beneficial owners if it meets the definition of a qualifying venture capital fund, a 3 (c) (1) fund with $10 million or less in assets under management (AUM) and an investment strategy that conforms to the legal definition of a venture capital fund.
Section 3(a)(1)(C) of the Investment Company Act defines an investment company as an issuer that is engaged or proposes to engage in the business of investing, reinvesting, owning, holding or trading in securities, and owns or proposes to acquire “investment securities” having a value exceeding 40 percent of the value of its total assets ...
21 Σεπ 2017 · 3(c)(1) and 3(c)(7) refer to two different exemptions from the requirements imposed on “investment companies” under the Investment Company Act of 1940. In this post, we explain what you need to know.
1 Σεπ 1996 · (1) Any issuer primarily engaged, directly or through a wholly-owned subsidiary or subsidiaries, in a business or businesses other than that of investing, reinvesting, owning, holding, or trading in securities. (2)
10 Σεπ 2024 · Although Section 3(c)(1) of the Investment Company Act (3(c)(1)) already requires the SEC to index the dollar amount every five years for inflation, the Final Rule permits managers of qualifying venture capital funds to raise even more than they would have in the past.
§ 270.3c-1 Definition of beneficial ownership for certain 3(c)(1) funds. (a) As used in this section: (1) The term Covered Company means a company that is an investment company, a Section 3(c)(1) Company or a Section 3(c)(7) Company.
