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The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a general securities representative.
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the name of the exam or its identifying series ID (e.g.,...
- Qualification Exam FAQ
The following FAQ on FINRA.org pertain to Qualification...
- Testing Accommodations Requests (Americans With Disabilities Act)
All testing sites are wheelchair accessible for persons with...
- Series 52
The Series 52 exam—the Municipal Securities Representative...
- Permitted Activities and Other Facts About Qualification Exams
The following pages will be useful to registration managers...
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Effective Oct. 1, 2024, the Series 51 and Series 53 exams...
- After Your Exam
FINRA now offers candidates the choice to take an exam at a...
- Finra Rule 1210
Each person engaged in the investment banking or securities...
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What Is the Series 7 License? Definition, Cost and Requirements. All registered representatives and stockbrokers must pass the Series 7 exam. Here's what the process looks like to obtain the license.
In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and ...
15 Αυγ 2024 · Learn what the Series 7 exam is, how to get it, and what it covers. The Series 7 license allows you to sell various securities products, but not commodities or futures.
12 Σεπ 2023 · What Is the Series 7 License? The Series 7 license allows the holder to solicit, purchase, and/or sell most types of securities, such as investment company products, corporate securities, and municipal fund securities, except for futures and commodities.
26 Μαρ 2008 · Individuals who want to enter the securities industry to sell any type of securities must take the Series 7 examination—formally known as the General Securities Representative Examination. Individuals who pass the Series 7 are eligible to register with all self-regulatory organizations to trade.
12 Απρ 2024 · Learn the steps to earn your Series 7 license, which allows you to sell a broad range of securities. Find out how to take the SIE exam, secure a sponsorship, study for the exam, and pass the licensing exam.
