Αποτελέσματα Αναζήτησης
4 Νοε 2021 · Multiple private equity firms have recently reported scams, including receiving targeted phishing emails and fake capital calls to their clients.
27 Ιουλ 2021 · The FBI Criminal Investigative Division and the United States Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) warn of fraudsters swindling investors while pretending to be registered brokers or investment advisers.
These are entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. In many cases, SEC investigation reveals that the soliciting entities are not registered in the United States as they claim or imply.
Key takeaways. Beware of investment promises — scammers put advertisements online for investments that offer returns that are too good to be true. Scammers often pretend to be members of legitimate companies using the name of an actual employee.
14 Δεκ 2020 · Fraudsters use times of uncertainty and change, such as the current COVID-19 pandemic, to lure victims into investment scams. Below are tips to help you recognize and avoid frauds like Ponzi schemes, fake CD scams, bogus stock promotions, and community-based financial scams.
Capital Group is currently aware of the following scams: An investment fraud by a non-Capital Group entity purporting to be ‘CapitalGroup-Fund (s),’ ‘Cap Group Finance,’ ‘Capital Group Limited,’ ‘Capital-GroupFunds’ and ‘Capital-GFunds’ are fraudulently using Capital Group UK Management Company Limited’s business ...
11 Μαρ 2024 · If you’re an investment professional and have concerns that someone is using your name or information as part of a potential scam, contact your firm’s compliance department, and alert FINRA by calling the BrokerCheck hotline at (800) 289-9999 or emailing [email protected].
