Αποτελέσματα Αναζήτησης
These are entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. In many cases, SEC investigation reveals that the soliciting entities are not registered in the United States as they claim or imply.
4 Νοε 2021 · When it comes to phishing emails and scam capital calls to private equity firms, ACA Aponix offers solutions to help your firm protect itself. Private Equity Firms, their investors and their portfolio companies have recently been targeted in phishing attacks.
27 Ιουλ 2021 · The FBI Criminal Investigative Division and the United States Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) warn of fraudsters swindling investors while pretending to be registered brokers or investment advisers.
26 Ιουλ 2024 · Find our most up-to-date warnings of firms and individuals running scams or operating without authorisation.
9 Οκτ 2019 · Two simple steps can help protect you from being swindled in an investment scam: Check the background of anyone selling or offering you an investment and confirm that the person is currently registered or licensed.
28 Φεβ 2021 · Regulators and law enforcement are looking into flagrantly illegal private “side letter” agreements which pay investors aware of fraud to not tell unsuspecting others.
18 Ιαν 2023 · In the alleged $110M Horizon Private Equity III Ponzi Scam, Southport Capital owner and ex-Oppenheimer stockbroker John Woods is accused of defrauding investors, including Oppenheimer clients. Among his purported victims were senior investors and retirees.
