Αποτελέσματα Αναζήτησης
5 Φεβ 2021 · NEW YORK – New York Attorney General Letitia James yesterday scored a major victory for investors defrauded by a private equity fund manager who misappropriated millions of dollars in investor assets.
5 Φεβ 2021 · New York Attorney General Letitia James yesterday scored a major victory for investors defrauded by a private equity fund manager who misappropriated millions of dollars in investor assets.
These are entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. In many cases, SEC investigation reveals that the soliciting entities are not registered in the United States as they claim or imply.
13 Μαΐ 2022 · From at least in or about January 2019 through at least in or about March 2021, ELLIOT SMERLING was the mastermind of a scheme to secure financing for a series of private equity funds (the “Funds”) through fraud and deceit.
30 Σεπ 2024 · The Securities and Exchange Commission today charged John LoPinto, Robert Wilkos, and Laren Pisciotti for their roles in a fraudulent scheme involving investments in pre-IPO private companies.
8 Φεβ 2022 · CEO Of Private Equity Fund Pleads Guilty To Scheme To Defraud Banks Of $140 Million. Damian Williams, the United States Attorney for the Southern District of New York, announced that ELLIOT SMERLING pled guilty today to a bank fraud scheme that caused the issuance of approximately $140 million in collateralized loans on the basis of forged ...
4 Φεβ 2021 · The Securities and Exchange Commission today charged three individuals and their affiliated entities with running a Ponzi-like scheme that raised over $1.7 billion from securities issued by a New York-based asset management firm and registered investment adviser, GPB Capital.
