Αποτελέσματα Αναζήτησης
6 Απρ 2023 · The Financial Conduct Authority has begun criminal proceedings against four people accused of committing fraud. The regulator alleges that three men and one woman defrauded investors out of...
These are entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. In many cases, SEC investigation reveals that the soliciting entities are not registered in the United States as they claim or imply.
28 Φεβ 2021 · Regulators and law enforcement are looking into flagrantly illegal private “side letter” agreements which pay investors aware of fraud to not tell unsuspecting others.
9 Οκτ 2019 · Promises of high investment returns, with little or no risk, are classic warning signs of fraud. Don’t be hoodwinked if someone tries to use these lines on you. If you suspect that someone is trying to rip you off with an investment scam, protect yourself and others – report it to the SEC.
11 Μαρ 2024 · Some scammers offer fictitious securities investments, banking products or crypto asset trading strategies, which they tout as “can’t miss” opportunities. Imposter scams can be difficult to spot unless you know what you’re looking for. Here are patterns to be aware of and tips to help spot the fakes.
It could be a scam. This investor alert list can help you know which companies, businesses and websites (or ‘entities’) are not to be trusted. The companies, businesses and websites on this list: may be targeting Australian consumers; do not hold a current. Australian financial services (AFS) licence.
11 Ιαν 2024 · Complaints describe bad actors, posing as registered investment advisers, who advertise “stock investment groups” on Instagram and other social media channels and then turn to encrypted group chats on WhatsApp to communicate with interested investors and pitch investments.
