Αποτελέσματα Αναζήτησης
21 Δεκ 2016 · CFTC orders the registered investment adviser to pay the civil penalty in connection with a commodity pool run by David Zier, the firm's former chief executive. An RIA whose CEO...
6 Ιαν 2017 · The pressure faced by advisors in a volatile capital market are without paralleled as reputation, credibility and, judgement are all put in question, a terrible circumstance for those held in highest regard. Trust is very difficult to win back which argues for fiduciary duty as a means of self protection. SCW.
19 Δεκ 2016 · Potomac, Maryland-based Convergent Wealth Advisors was ordered to pay the fine to settle charges that its former CEO David Zier defrauded Convergent clients who he solicited to...
27 Οκτ 2014 · Zier was found dead at his Virginia lake house October 15th. Zier has, at times, been ranked No. 5 on the latest Barron’s top advisors list. The money with Convergent held by third-party custodians and is safe. The funds will now be overseen by a group of senior advisors who work for Zier.
19 Δεκ 2016 · David Zier made fraudulent representations and issued false statements to clients in connection with a commodity pool he operated as an outside business activity, while acting as an agent of Convergent
27 Οκτ 2014 · David R. Zier, who was CEO at Convergent Wealth Advisors, based in Potomac, Md., died on Oct. 15; Lockshin confirms that the death appeared to be a suicide. "This was a shock to everyone...
25 Οκτ 2014 · The chief executive of Convergent Wealth Advisors was only 44. David Zier was a successful and beloved financial advisor.
