Αποτελέσματα Αναζήτησης
Respondent Fenway Partners, LLC (“Fenway Partners”), is a private equity fund adviser that was owned and controlled by respondents Peter Lamm (“Lamm”) and William Gregory Smart (“Smart”) between January 1, 2011 and December 31, 2013 (“Relevant Period”), and Timothy Mayhew, Jr. (“Mayhew”) between January 1, 2011 and May 31, 2012.
3 Νοε 2015 · An SEC investigation found that Fenway Partners LLC, principals Peter Lamm and William Gregory Smart, former principal Timothy Mayhew Jr., and chief financial officer Walter Wiacek weren’t fully forthcoming to the client and investors about several transactions involving more than $20 million in payments out of fund assets or portfolio ...
3 Νοε 2015 · Private-equity firm Fenway Partners, its CFO, and three other executives have agreed to pay $10.2 million to settle charges they failed to disclose conflicts of interests arising out of transactions with an affiliated consulting company.
5 Νοε 2015 · On November 3, 2015, the Securities and Exchange Commission (SEC) announced that it had reached a settlement with Fenway Partners, LLC, a New York-based private equity firm, and several of the firm’s executives (the Respondents) in connection with a failure to disclose conflicts of interests to investors with respect to payments made by ...
30 Ιουν 2014 · An investigation by the US Securities and Exchange Commission (SEC) found that Fenway, principals Peter Lamm and William Gregory Stuart, former principal Timothy Mayhew Jr, and chief financial officer Walter Wiacek “weren’t fully forthcoming” over payments of more than $20 million to Fenway employees and an affiliated consulting entity.
4 Νοε 2015 · The SEC alleged that the principals of Fenway Partners failed to disclose the conflict of interest created by the assumption of the portfolio company services agreements by Fenway Consulting, as well as the corresponding loss of the advisory fee offset, as required by the governing documents of Fund III and in breach of Fenway Partners ...
6 Νοε 2015 · On November 3, 2015, the Securities and Exchange Commission (SEC) announced that it had reached a settlement with Fenway Partners, LLC, a New York-based private equity firm, and several of the firm's executives...
