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1. adviserinfo.sec.gov › firm › summaryIAPD - Investment Adviser Public Disclosure - Homepage

   adviserinfo.sec.gov › firm › summary

   Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings".

2. www.sec.gov › newsroom › press-releasesSEC Charges Private Equity Firm and Four Executives With Failing...

   www.sec.gov › newsroom › press-releases

   • Αποθηκευμένο αντίγραφο

   3 Νοε 2015 · An SEC investigation found that Fenway Partners LLC, principals Peter Lamm and William Gregory Smart, former principal Timothy Mayhew Jr., and chief financial officer Walter Wiacek weren’t fully forthcoming to the client and investors about several transactions involving more than $20 million in payments out of fund assets or portfolio ...

3. www.sec.gov › files › litigationFenway Partners, LLC, et al. - SEC.gov

   www.sec.gov › files › litigation

   Respondent Fenway Partners, LLC (“Fenway Partners”), is a private equity fund adviser that was owned and controlled by respondents Peter Lamm (“Lamm”) and William Gregory Smart (“Smart”) between January 1, 2011 and December 31, 2013 (“Relevant Period”), and Timothy Mayhew, Jr. (“Mayhew”) between January 1, 2011 and May 31, 2012.

4. www.sec.gov › search-filingsSearch Filings - SEC.gov

   www.sec.gov › search-filings

   • Αποθηκευμένο αντίγραφο

   2 Ιουλ 2024 · Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week.

5. www.scribd.com › document › 336753838Letter of Appeal - Name Verification - SEC | PDF | U.S ... -...

   www.scribd.com › document › 336753838

   Letter of Appeal - Name Verification - SEC - Free download as Word Doc (.doc), PDF File (.pdf), Text File (.txt) or read online for free. The document requests the assistance of the Securities and Exchange Commission in reserving the name "________" for a proposed partnership.

6. foundershield.com › blog › venture-capital-insurance-secVenture Capital Insurance and the SEC | Founder Shield

   foundershield.com › blog › venture-capital-insurance-sec

   • Αποθηκευμένο αντίγραφο

   20 Σεπ 2024 · Venture capital insurance can protect firms and investors from legal defense expenses. Regulators, such as the SEC, can target venture capital firms for investigations. Venture capital insurance may cover legal expenses and defense costs until wrongdoing is determined.

7. files.adviserinfo.sec.gov › IAPD › ContentFenway Partners, LLC - files.adviserinfo.sec.gov

   files.adviserinfo.sec.gov › IAPD › Content

   Fenway Partners, LLC provides investment advisory services to investment vehicles (the “Funds”) that are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”) and whose securities are not registered under the Securities Act of 1933, as amended