Αποτελέσματα Αναζήτησης
Respondent Fenway Partners, LLC (“Fenway Partners”), is a private equity fund adviser that was owned and controlled by respondents Peter Lamm (“Lamm”) and William Gregory Smart (“Smart”) between January 1, 2011 and December 31, 2013 (“Relevant Period”), and Timothy Mayhew, Jr. (“Mayhew”) between January 1, 2011 and May 31, 2012.
3 Νοε 2015 · An SEC investigation found that Fenway Partners LLC, principals Peter Lamm and William Gregory Smart, former principal Timothy Mayhew Jr., and chief financial officer Walter Wiacek weren’t fully forthcoming to the client and investors about several transactions involving more than $20 million in payments out of fund assets or portfolio ...
3 Νοε 2015 · In the Matter of Fenway Partners, LLC, Peter Lamm, William Gregory Smart, Timothy Mayhew, Jr., and Walter Wiacek, CPA Administrative Proceeding File No.: 3-16938 Case filed: November 3, 2015 Qualifying Judgment/Order: November 3, 2015
5 Νοε 2015 · On November 3, 2015, the Securities and Exchange Commission (SEC) announced that it had reached a settlement with Fenway Partners, LLC, a New York-based
5 Νοε 2015 · On November 3, 2015, the Securities and Exchange Commission (SEC) announced that it had reached a settlement with Fenway Partners, LLC, a New York-based private equity firm, and several of the firm’s executives (the Respondents) in connection with a failure to disclose conflicts of interests to investors with respect to payments made by ...
4 Νοε 2015 · The SEC alleged that the principals of Fenway Partners failed to disclose the conflict of interest created by the assumption of the portfolio company services agreements by Fenway Consulting, as well as the corresponding loss of the advisory fee offset, as required by the governing documents of Fund III and in breach of Fenway Partners ...
20 Νοε 2015 · The SEC recently reached a settlement with New York-based private equity firm, Fenway Partners, LLC, and four executives related to charges that Fenway Partners and several of its executives...
