Αποτελέσματα Αναζήτησης
3 ημέρες πριν · The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.
3 Νοε 2015 · An SEC investigation found that Fenway Partners LLC, principals Peter Lamm and William Gregory Smart, former principal Timothy Mayhew Jr., and chief financial officer Walter Wiacek weren’t fully forthcoming to the client and investors about several transactions involving more than $20 million in payments out of fund assets or portfolio ...
2 Ιουλ 2024 · Latest Filings. View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week. Search Assistance. Tutorials and resources to help users locate filings, conduct research, and retrieve specific information in EDGAR. Mutual Fund Search.
3 Νοε 2015 · The private equity firm and the executives, including principals Peter Lamm, William Gregory Smart and former principal Timothy Mayhew, were not "fully forthcoming" to a client and investors about...
25 Νοε 2015 · Fenway Partners served as an investment adviser to a private equity fund called Fenway Partners Capital Funds III, L.P. ("Fund III"), for which services Fund III paid Fenway Partners an advisory fee.
5 Νοε 2015 · The SEC has brought its first-ever enforcement action against a private equity adviser and four firm executives for failing to disclose conflicts of interest relating ...
3 Νοε 2015 · New York-based Fenway Partners LLC and four executives will pay a total of more than $10.2 million to settle charges that they failed to tell investors about payments to employees by one of its...
