Αποτελέσματα Αναζήτησης
3 Νοε 2015 · An SEC investigation found that Fenway Partners LLC, principals Peter Lamm and William Gregory Smart, former principal Timothy Mayhew Jr., and chief financial officer Walter Wiacek weren’t fully forthcoming to the client and investors about several transactions involving more than $20 million in payments out of fund assets or portfolio ...
Each Limited Partner committed to contribute a specified amount of capital to Fund III – to be drawn pursuant to periodic capital calls issued by Fenway Partners, on behalf of Fund III – to invest in Portfolio Companies during the fund’s investment period, which began in 2006 and lasted six years.
24 Σεπ 2024 · Washington D.C., Sept. 24, 2024 —. The Securities and Exchange Commission today announced charges against 12 firms, comprising broker-dealers, investment advisers, and one dually-registered broker-dealer and investment adviser, for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic ...
30 Ιουν 2014 · An investigation by the US Securities and Exchange Commission (SEC) found that Fenway, principals Peter Lamm and William Gregory Stuart, former principal Timothy Mayhew Jr, and chief financial officer Walter Wiacek “weren’t fully forthcoming” over payments of more than $20 million to Fenway employees and an affiliated consulting entity.
3 Νοε 2015 · The payments, which had come from assets or companies owned by a private equity fund run by Fenway, were made to a Fenway affiliate and former Fenway employees, the SEC said. Neither...
3 Νοε 2015 · New York-based Fenway Partners LLC and four executives will pay a total of more than $10.2 million to settle charges that they failed to tell investors about payments to employees by one of its...
3 Νοε 2015 · (Reuters) - New York-based Fenway Partners LLC and four executives will pay a total of more than $10.2 million to settle charges that they failed to tell investors about payments to...
