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The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions and 10 unscored questions. Candidates have 150 minutes to complete the exam.
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The examination requirements are the current Uniform Investment Adviser Law Examination (“Series 65”) or the General Securities Representative Examination (“Series 7”) and Uniform Combined State Law Examination (“Series 66”). Effective October 1, 2018, FINRA has restructured Series 7 to be Series 7TO. Prior to taking S7TO ...
12 Ιουν 2023 · There will be no adjustment in scoring for the Series 66 examination. Content updates will include enhancements to each exam to align questions with the Secure Act 2.0. Additional topics have been added, while other topic areas have been modified or deemphasized.
Online appointments scheduled to be taken after Sept. 9, 2023, will be canceled if the candidate does not have an approved accommodation. Please refer to NASAA webpage for an announcement regarding online delivery of S63, S65, and S66 exams.
12 Σεπ 2023 · The Series 66 license, also known as the Uniform Combined State Law Examination, is a securities exam administered by the Financial Industry Regulatory Authority (FINRA). This license qualifies individuals to provide both investment advice and effect securities transactions on behalf of clients.
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The FINRA ® Series revised 7, General Securities Representative Qualification Exam, is required of individuals soliciting the purchase or sale of corporate, municipal and U.S. government securities, options, direct participation programs, investment company products, and variable contracts.
