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The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions and 10 unscored questions. Candidates have 150 minutes to complete the exam.
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In light of recent regulatory changes, NASAA has updated questions on the Series 63, 65, and 66 to reflect changes to the SEC’s Investment Adviser Marketing Rule. The change took effect on April 1, 2022.
3 Ιαν 2024 · We’ve put together a quick summary of those updates below: The retirement plan contribution limits have changed in 2024: The gift tax exemption limits increased in 2024: The estate tax exemption was changed from $12.92 million to $13.61 million in 2024. Required Minimum Distributions (RMDs) are no longer required starting in 2024.
Know IR Changes and how that effects bonds of different/same maturities, durations and nominal yield. (again some slang terms used for bonds that the TGEP course made easier. Duration came up 2-4 times.
12 Ιουν 2023 · Today, the North American Securities Administrators Association (NASAA) announced the corresponding results to their job analysis study of the Series 65 and 66 examinations. These changes will affect both content specifications of the exams, and an adjustment to the passing score for the Series 65.
1 Ιουλ 2016 · The passing score for the Series 66, however, has been modified to better reflect the weighting of the examination and the number of questions on each topic. The new passing score on the Series 66 is 73 correct out of 100.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
