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30 Απρ 2024 · Learn the key differences between the exemptions for private funds offered by Section 3(c)(1) and Section 3(c)(7) of the Investment Company Act.
21 Σεπ 2017 · 3(c)(1) and 3(c)(7) refer to two different exemptions from the requirements imposed on “investment companies” under the Investment Company Act of 1940. In this post, we explain what you need to know.
30 Αυγ 2024 · Key Takeaways. 3C1 refers to a portion of the Investment Company Act of 1940 that exempts certain private investment companies from regulations. A firm that's defined as an investment...
A. Investment Company Act of 1940 – There are two exceptions that private investment funds may rely upon to avoid investment company status and registration with the Securities and Exchange Commission ("SEC"), Sections 3(c)(1) and 3(c)(7) of the Investment Company Act of 1940. 1.
18 Σεπ 2024 · Section 3(c)(1) of the Investment Company Act exempts issuers who limit the number of investors to 100 or less. For venture capital funds, issuers may accept up to 250 investors so long as they meet the definition of a qualifying venture capital fund .
13 Δεκ 2023 · Key Takeaways. The 3 (c) (7) exemption refers to the Investment Company Act of 1940's section permitting qualifying private funds exemption from some SEC regulations. Private funds must...
The two exclusions that venture capital funds and private equity funds most often rely upon are Section 3(c)(1) and Section 3(c)(7) of the Investment Company Act (funds relying on Section 3(c)(1) or 3(c)(7) are collectively referred to as “Excluded Investment Companies”).
