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The 180-day subscription to the Solomon Series 14 Exam Simulator offers: • Over 2,400 original Series 14 practice questions with robust rationales which clearly explain why a specific answer is correct.
Qualification Exams. To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
Given this purpose, the Series 14 exam seeks to measure accurately and reliably the degree to which each candidate possesses the knowledge, skills and abilities required to perform the job functions identified as being essential to the position of Compliance Official.
Passing the Series 24 makes you a General Securities Principal, giving you the ability to supervise advertising, trading, market making, and underwriting activity. You must have the SIE+Series 7 Top-Off already in order to take the exam, and you need to be registered with a FINRA member firm.
