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The Series 16 Examination is designed to assess the competency of entry-level Supervisory Analysts. It is intended to safeguard the investing public by helping to ensure that Supervisory Analysts are competent to perform their jobs.
The Series 16 exam — the Supervisory Analyst Qualification Exam (SA) — assesses the competency of an entry-level principal to perform their job as a supervisory analyst.
The Series 16 exam is considered to be of medium difficulty. The Series 16 exam pass rate is not published, but is estimated to be 50% - 60%. Candidates must correctly answer 36 of 50 questions to achieve a passing score of 72%. Series 16 exam info and key stats.
Qualification Exams. To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
30 Μαΐ 2024 · FINRA Series 16. Supervisory Analyst Exam. The Series 16 exam evaluates your ability to supervise the preparation and approval of research reports. Duration: Part 1: 1 hour and 30 minutes, Part 2: 2 hours Questions: Part 1: 50, Part 2: 50 Cost: $245 per part Passing Score: Part 1: 72%, Part 2: 74% Requirements: Must be associated with a FINRA ...
The following is a list of the U.S. Financial Industry Regulatory Authority (FINRA), NASAA, and National Futures Association (NFA) financial securities examinations. Most FINRA examinations are divided into two categories: Registered Representative and Registered Principal levels.
8 Μαρ 2024 · Author: Yihan (Kyra) Du. Reviewed By: Isabel Lin. Last Updated: March 8, 2024. What Are Series Exams? Securities professionals who want to register must pass FINRA -administered qualifying tests to prove their proficiency in the securities activities they plan to engage in.
