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The Series 16 exam — the Supervisory Analyst Qualification Exam (SA) — assesses the competency of an entry-level principal to perform their job as a supervisory analyst.
The Series 16 exam is designed to assess the competency of entry-level Supervisory Analysts. It is intended to safeguard the investing public by helping to ensure that Supervisory Analysts are competent to perform their jobs.
The Series 16 Examination is designed to assess the competency of entry-level Supervisory Analysts. It is intended to safeguard the investing public by helping to ensure that Supervisory Analysts are competent to perform their jobs.
Series 16 – NYSE Supervisory Analyst Series 23 – General Securities Principal (Upgrade from Series 9 and 10) Series 24 – General Securities Principal Exam
Series 16 NYSE Supervisory Analyst. This exam is administered by the NYSE and taken by those who have the responsibility of preparing or approving research reports. Candidates who have passed any part of the CFA examination are eligible to have the securities analysis portion waived.
The Series 16 Exam is a principal level licensing exam that qualifies a person as a Supervisory Analyst. The exam is broken down into two parts – Part 1 focuses on Regulations and Part 2 focuses on the Valuation of Securities. For more than 50 years, STC has been the chosen training provider by the largest firms in the securities industry.
Supervisory Analyst candidates shall qualify by taking and passing the Supervisory Analyst (“Series 16”) Examination. Appropriate experience for a candidate for Supervisory Analyst means having at least three years prior experience within the immediately preceding six years involving securities or financial analysis.
