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Form 3 Author: U.S. Securities and Exchange Commission Subject: Initial Statement of Beneficial Ownership of Securities Keywords: form 3, initial, statement, beneficial, ownership, securities Created Date: 5/20/2024 9:07:50 AM
FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES The Commission is authorized to solicit the information required by this Form pursuant to Sections 16(a) and 23(a) of the Securities Exchange Act of 1934, and Sections 30(h) and 38 of the Investment Company Act of 1940, and the rules and regulations thereunder.
12 Αυγ 2024 · Registration statement under Securities Act of 1933 Sept. 1, 2023 S-3. forms-3.pdf (PDF, 621.46 KB) Last Reviewed or Updated: Aug. 12, 2024. Return to top. SEC homepage. About the SEC Budget & Performance; Careers; Commission Votes Contact; Contracts; Transparency.
27 Μαΐ 2022 · SEC Form 3: Initial Statement of Beneficial Ownership of Securities is a document filed by a company insider or major shareholder with the Securities and Exchange Commission (SEC). It...
Form 3 is an initial statement of beneficial ownership of equity securities required to be filed by officers, directors and ten percent holders of companies with securities registered under Section 12 of the Securities Exchange Act of 1934.
26 Ιαν 2021 · You can also review blank PDF versions of Form 3, Form 4, and Form 5 as well as the instructions to these forms. For additional educational information for investors, see the SEC Office of Investor Education and Advocacy’s website for investors, Investor.gov .
holdings of their company’s securities by filing Forms 3, 4, and 5. What’s a Form 3? When a person becomes an insider (for example, when . they are hired as an officer or director), they must file a Form 3 to initially disclose his or her ownership of the company’s securities. Form 3 must be filed within 10 days after the person becomes ...
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