Αποτελέσματα Αναζήτησης
Download Printable Form Ta-1 (sec Form 1528) In Pdf - The Latest Version Applicable For 2024. Fill Out The Uniform Form For Registration As A Transfer Agent And For Amendment To Registration Pursuant To Section 17a Of The Securities Exchange Act Of 1934 Online And Print It Out For Free.
Forms Index. This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order.
Fill out and download the Form TA-1 Transfer Agent Registration and Amendment Form for free. Easily edit, save, and print your completed document in PDF or Word formats.
SEC Form 1528 (TA-1) Uniform Form for Registration as a Transfer Agent and for Amendment to Registration Pursuant to Section 17a of the Securities Exchange Act of 1934.
SEC FORM TA-1. GENERAL: Form TA-1 is to be used to register or amend registration as a transfer agent with the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation or the Securities and Exchange Commission pursuant to Section 17A of the Securities Exchange Act of 1934.
4 Φεβ 2008 · Filers that use the EDGARLite Form TA-1 Submission Template must download and utilize the new template. Any attempt to submit a Form TA-1 or its variant with an older template will result in suspension of the filing.
15 Μαρ 2024 · SEC Form TA-1 is a crucial document used to apply for or amend registration as a transfer agent with federal financial regulators. This form is essential for organizations involved in maintaining shareholder records and managing stock balances.
