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Fill out and download the Form TA-1 Transfer Agent Registration and Amendment Form for free. Easily edit, save, and print your completed document in PDF or Word formats.
This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order.
Install this as a normal Excel add-in: Download the BYTreePlan.xlam file. (macOS) Open Excel, on the Tools menu, select Excel Add-ins. (Windows) Open Excel, click the File tab, click Options, and then click the Add-Ins category. Click Browse to locate the add-in file, and then click OK.
Form TA-1 is to be used to register or amend registration as a transfer agent with the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation or the Securities
4 Φεβ 2008 · Filers that use the EDGARLite Form TA-1 Submission Template must download and utilize the new template. Any attempt to submit a Form TA-1 or its variant with an older template will result in suspension of the filing.
14 Νοε 2022 · SEC Form TA-1 is an official form required to register as a transfer agent, or to make changes to an existing registration.
27 Ιουν 2023 · Form TA-1 must be filed with the SEC in XML format via the EDGAR computer system for the receipt, acceptance, review and dissemination of documents submitted in electronic format to the SEC.
