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  1. www.sec.gov › Archives › edgarFORM TA-1 - SEC.gov

    SEC FORM TA-1. GENERAL: Form TA-1 is to be used to register or amend registration as a transfer agent with the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation or the Securities and Exchange Commission pursuant to Section 17A of the Securities Exchange Act of 1934.

  2. Form TA-1 is to be used to register or amend registration as a transfer agent with the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation or the Securities

  3. 4 Φεβ 2008 · Filers that use the EDGARLite Form TA-1 Submission Template must download and utilize the new template. Any attempt to submit a Form TA-1 or its variant with an older template will result in suspension of the filing.

  4. Fill out and download the Form TA-1 Transfer Agent Registration and Amendment Form for free. Easily edit, save, and print your completed document in PDF or Word formats.

  5. 15 Μαρ 2024 · SEC Form TA-1 is a crucial document used to apply for or amend registration as a transfer agent with federal financial regulators. This form is essential for organizations involved in maintaining shareholder records and managing stock balances.

  6. Read all instructions before completing the form. Applicant must complete all information if registering as a transfer agent. For amendments, registrant must identify itself and the filing by answering questions 1 through 3.

  7. 14 Νοε 2022 · SEC Form TA-1 is to be used to register or amend registration as a transfer agent with the federal financial regulators. The form is required of transfer agents pursuant to Section 17A(c)...

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