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1. www.templateroller.com › template › 2553079Form TA-1 (SEC Form 1528) - Fill Out, Sign Online and Download...

   www.templateroller.com › template › 2553079

   • Αποθηκευμένο αντίγραφο

   Download Printable Form Ta-1 (sec Form 1528) In Pdf - The Latest Version Applicable For 2024. Fill Out The Uniform Form For Registration As A Transfer Agent And For Amendment To Registration Pursuant To Section 17a Of The Securities Exchange Act Of 1934 Online And Print It Out For Free.

2. www.templateroller.com › template › 2255188Form TA-1 - Fill Out, Sign Online and Download Fillable PDF

   www.templateroller.com › template › 2255188

   • Αποθηκευμένο αντίγραφο

   Fill out and download the Form TA-1 Transfer Agent Registration and Amendment Form for free. Easily edit, save, and print your completed document in PDF or Word formats.

3. www.sec.gov › files › formta-1UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C....

   www.sec.gov › files › formta-1

   Form TA-1 is to be used to register or amend registration as a transfer agent with the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation or the Securities

4. www.ffiec.gov › pdf › FFIEC_formsTransfer Agent Registration and Amendment Form—Form TA-1

   www.ffiec.gov › pdf › FFIEC_forms

   Transfer Agent Registration and Amendment Form—Form TA-1. Under sections 2, 17A(c), 17(a)(3), and 23(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder, the appropriate regulatory agencies (ARA's) are authorized to solicit from applicants for registration as a transfer agent and

5. www.templateroller.com › tags › 121759-transfer-agentTransfer Agent Templates PDF. download Fill and print for free.

   www.templateroller.com › tags › 121759-transfer-agent

   • Αποθηκευμένο αντίγραφο

   SEC Form 1528 (TA-1) Uniform Form for Registration as a Transfer Agent and for Amendment to Registration Pursuant to Section 17a of the Securities Exchange Act of 1934.

6. www.sec.gov › submit-filings › forms-indexSEC.gov | Uniform form for registration as a transfer agent and...

   www.sec.gov › submit-filings › forms-index

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   1 Δεκ 2006 · Uniform form for registration as a transfer agent and for amendment to registration. TA-1. formta-1.pdf (PDF, 534.9 KB) Last Reviewed or Updated: Dec. 1, 2006. Return to top. About the SEC.

7. www.ffiec.gov › formsta1Reporting Forms - Form TA-1 - Federal Financial Institutions ...

   www.ffiec.gov › formsta1

   • Αποθηκευμένο αντίγραφο

   Form TA-1 - current version (last update April 2021) (PDF) Historical Versions Description: Form TA-1, an interagency form, is used by entities wishing to act as a transfer agent to register before performing transfer agent functions and to amend registration information as necessary.