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The SEC is the primary regulatory body charged with enforcing federal securities laws and regulating the securities industry. Its role in securities litigation is multifaceted, encompassing both enforcement actions against violators and oversight of private litigation.
21 Δεκ 2020 · As explained in “Developments in Global Securities Litigation,” a white paper prepared by Dechert in 2018 and the subsequent July 2019 update, multinational companies must continue to brace for a new era of global securities litigation as they may be forced to defend against securities class actions not only in the United States, but also ...
Much of the litigation related to securities involves defining what is a security subject to the requirements of securities law. In deciding what constitutes a security, the law focuses on the substantive elements of investor expectations and nature of the investment rather than form.
12 Μαρ 2021 · Securities litigation is a broad term referring to the federal and state regulation and enforcement of securities laws. The Securities and Exchange Commission (“SEC”) is the...
Securities Litigation means the securities class action filed against Recro and certain of Recro’s officers and directors on May 31, 2018 (U.S. District Court for the Eastern District of Pennsylvania ( Case No. 2:18-cv-02279-MMB)), for alleged violations of Section 10 (b) and 20 (a) of the Exchange Act and Rule 10 (b) (5) promulgated thereunder.
Securities litigation is a highly specialized, multifaceted area of practice involving the application of complex securities laws. Cases are generally high stakes, involve sensitive matters and can result in substantial damage awards and negative publicity.
practitioner’s guide to how securities litigation is conducted across the world, and the unique strategies and important differences that liti- gating securities cases presents in 10 jurisdictions.
