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  1. www.finra.org › registration-exams-ce › qualification-examsSchedule an Exam - FINRA.org

    Candidates are encouraged to schedule their exam session as far in advance as possible to secure their desired exam date. Refer to the information to learn more about how to schedule an appointment to take exams online and at a local test center.

  2. www.prometric.com › test-takers › searchFINRA Exams - Prometric

    All FINRA exams are available to be scheduled at a Prometric test center. Back-to-back scheduling is a feature that allows for the scheduling of two appointments on the same day and at the same test center in one transaction.

  3. www.finra.org › registration-exams-ce › qualification-examsEnroll for an Exam - FINRA.org

    Enroll here to complete required FINRA exams, whether you are new to the industry or are seeking to broaden your career.

  4. www.finra.org › registration-exams-ce › qualification-examsQualification Exams - FINRA.org

    Candidates who wish to test online will need to complete an Online Exam Distance Request Form to request online testing. Once approved, candidates may schedule appointments via www.prometric.com/finra by selecting Option 2: Schedule Your Exam for Online Delivery.

  5. www.nasaa.org › exams › exam-faqsExam FAQs - NASAA

    How do I sign up for an exam? Examinations are administered for NASAA by the Financial Industry Regulatory Authority (FINRA). To schedule a candidate employed/associated with a FINRA member firm for an examination, the firm must do so via Form U4.

  6. www.sec.gov › answers › series7Series 7 Examination - SEC.gov

    26 Μαρ 2008 · Individuals who want to enter the securities industry to sell any type of securities must take the Series 7 examination—formally known as the General Securities Representative Examination. Individuals who pass the Series 7 are eligible to register with all self-regulatory organizations to trade.

  7. www.nasaa.org › examsEXAMS - NASAA

    NASAA’s exams are administered for NASAA by the Financial Industry Regulatory Authority (FINRA). A candidate may open a window for one of NASAA’s exams through his or her firm or independently through FINRA’s Test Enrollment Services System.

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