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An appointment can be scheduled at a test center either through Prometric's scheduling page or by calling their Contact Center toll free at (800) 578-6273 during core hours including Monday through Friday 8 a.m. – 8 p.m. ET and Saturday through Sunday 10 a.m. – 4 p.m. ET, excluding federal holidays.
- Enroll for an Exam
Please contact FINRA’s Support Call Center with any...
- 3. On The Day of Your Exam
FINRA now offers candidates the choice to take an exam at a...
- Rescheduling Fees
If you need to reschedule or cancel your qualification exam...
- Testing Accommodation
All testing sites are wheelchair accessible for persons with...
- Limited English Proficiency
Individuals with LEP are persons who do not speak English as...
- Qualification Exam FAQ
The following FAQ on FINRA.org pertain to Qualification...
- Registration
Both firms and individuals must be registered with FINRA to...
- July 13 Announcement
On This Page Test Centers & Exam Enrollments Test Center...
- Enroll for an Exam
Option 1: Schedule your exam in a Prometric test center. All FINRA exams are available to be scheduled at a Prometric test center. Back-to-back scheduling is a feature that allows for the scheduling of two appointments on the same day and at the same test center in one transaction.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
Please contact FINRA’s Support Call Center with any questions: (301) 590-6500. 1. Enroll for an Exam. 2. Schedule an Exam. 3. On the Day of Your Exam. Whether you are new to the industry or are seeking to broaden your career, you may be required to pass an exam. Reasons include:
More than 1800 Flashcards can be organized by course, chapter or FINRA exam sections; this study tool will allow you to test yourself, whenever, wherever you have internet access. The program is delivered via the internet.
NASAA’s exams are administered for NASAA by the Financial Industry Regulatory Authority (FINRA). A candidate may open a window for one of NASAA’s exams through his or her firm or independently through FINRA’s Test Enrollment Services System.
26 Μαρ 2008 · Individuals who want to enter the securities industry to sell any type of securities must take the Series 7 examination—formally known as the General Securities Representative Examination. Individuals who pass the Series 7 are eligible to register with all self-regulatory organizations to trade.
