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1. www.ciro.caCanadian Investment Regulatory Organization

   www.ciro.ca

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   Welcome to the Canadian Investment Regulatory Organization. We are the pan-Canadian self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces.

   • About CIRO

     Canadian Investment Regulatory Organization (CIRO) is the...

   • Office of the Investor

     CIRO is the national self-regulatory organization (SRO) that...

   • Interim Rules

     Interim Rules - Canadian Investment Regulatory Organization

   • News Room

     News Room - Canadian Investment Regulatory Organization

   • Investment Dealer and Partially Consolidated Rules

     Investment Dealer and Partially Consolidated Rules -...

   • Publications

     Publications - Canadian Investment Regulatory Organization

   • Contact Us

     Toll-free (Canada/US) 1-877-442-4322; Toll-free (outside...

   • Have a Complaint Or a Question

     We take pride in the regulatory services we provide to...

2. www.osc.ca › en › industrySelf-regulatory organizations (SRO) - OSC

   www.osc.ca › en › industry

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   There is currently one recognized SRO, the Canadian Investment Regulatory Organization (CIRO), that operates as a successor to the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (the MFDA).

3. www.osc.ca › en › industryCanadian Investment Regulatory Organization (CIRO) - OSC

   www.osc.ca › en › industry

   • Αποθηκευμένο αντίγραφο

   Canadian Investment Regulatory Organization (CIRO) is the recognized SRO to operate as a successor to the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (the MFDA).

4. en.wikipedia.org › wiki › Canadian_Investment_Regulatory_OrganizationCanadian Investment Regulatory Organization - Wikipedia

   en.wikipedia.org › wiki › Canadian_Investment_Regulatory_Organization

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   The Canadian Investment Regulatory Organization (CIRO; Organisme canadien de réglementation des investissements or OCRI in French) is a non-profit, national self-regulatory organization (SRO).

5. www.osc.ca › en › industryRecognition of New Self-Regulatory Organization of Canada

   www.osc.ca › en › industry

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   24 Νοε 2022 · (1) The New SRO must set Rules governing its Dealer Members and others subject to its jurisdiction, and the New SRO must set Rules governing trading on Marketplace Members by Dealer Members and others subject to its jurisdiction.

6. www.getsmarteraboutmoney.ca › learning-path › rules-and-regulationsSelf-regulatory organizations - GetSmarterAboutMoney.ca

   www.getsmarteraboutmoney.ca › learning-path › rules-and-regulations

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   4 Οκτ 2023 · SROs operate under the authority and supervision of provincial and territorial regulators, operating together as the Canadian Securities Administrators. Learn more about who’s who in Canadian markets and how regulators protect investors. Canadian Investment Regulatory Organization

7. www.securities-administrators.ca › new-sroCanadian Investment Regulatory Organization (formerly New Self...

   www.securities-administrators.ca › new-sro

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   Canada’s provincial and territorial securities regulators recognized the New Self-Regulatory Organization of Canada (New SRO) and approved the Canadian Investor Protection Fund (CIPF), effective January 1, 2023.