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Securities litigation management is a critical component of risk management for financial institutions, requiring a multifaceted approach that proactively addresses potential vulnerabilities, responds effectively to litigation threats, and minimizes financial and reputational damage.
In the securities litigation and enforcement practice, the opponents include plaintiffs’ lawyers, enforcement counsel of securities regulators, such as the SEC and FINRA, and often prosecutors...
12 Μαρ 2021 · Securities litigation is a broad term referring to the federal and state regulation and enforcement of securities laws. The Securities and Exchange Commission (“SEC”) is the...
what Congress perceived as abuses in the private securities litigation context. To achieve its purpose of deterring frivolous and meritless securities claims, the PSLRA implemented several key procedural reforms in private securities litigation, including: •
Securities litigation is one of the Firm’s largest practice areas. While most corporate law firms traditionally represent only defendants and not plaintiffs, we frequently represent both, and have done so in many of the highest-profile securities cases in the United States.
2 ημέρες πριν · The Securities and Exchange Commission today charged J.P. Morgan Securities LLC (JPMS) and J.P. Morgan Investment Management Inc. (JPMIM) – both affiliates of JPMorgan Chase & Co. (JP Morgan) – in five separate enforcement actions for failures including misleading disclosures to investors, breach of fiduciary duty, prohibited joint transactions and principal trades, and failures to make ...
The Securities Litigation group offers solutions to the overlapping array of challenges involved in cases ranging from headline-grabbing corporate takeover battles to major financial restatement cases, SEC insider-trading probes or government enforcement actions.
