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12 Μαρ 2021 · Securities litigation is a broad term referring to the federal and state regulation and enforcement of securities laws. The Securities and Exchange Commission (“SEC”) is the main federal agency...
16 Μαΐ 2024 · Securities are the financial instruments of corporations offered for sale to the public. Securities litigation refers to lawsuits filed by investors against an issuer of a security, for fraud in connection with its purchase or sale.
Accounting for Litigation Contingencies. Certain questions seem to recur when it comes to out-side counsel’s communications with a company’s audi-tors about potential exposures as a result of litigation, regulatory, or enforcement matters and the underlying accounting for such matters.
As with that SEC enforcement action, pandemic-related securities cases filed by investors have targeted issuers in the financial, tech-nology, and energy sectors for providing generic disclosures that failed to identify specific risks posed by the pandemic. For example, one suit
5 Φεβ 2021 · From securities class actions to enforcement of sanctions, we hand-picked five cases from Ontario and British Columbia, plus one U.S. decision, which together highlight some key securities litigation developments in 2020.
Securities litigation is litigation that arises out of the purchase and sale of securities. It can involve claims under either federal or state securities laws. Discover what the term “securities litigation” means and what sorts of transactions it usually arises out of.
8 Μαΐ 2024 · Securities litigation involves disputes over investments in stocks, bonds, and other financial instruments. These cases often arise when investors suffer losses due to alleged misconduct by companies, their officers, or financial advisors.
