Αποτελέσματα Αναζήτησης
21 Νοε 2014 · Securities Litigation. A legal civil dispute arising out of securities fraud. This is a subsection of “business litigation,” requiring a very specialized knowledge and skill set. In addition, securities litigation often has a criminal counterpart, as securities fraud is considered a serious crime. Complex Litigation. A case with both ...
12 Μαρ 2021 · Securities litigation is a broad term referring to the federal and state regulation and enforcement of securities laws. The Securities and Exchange Commission (“SEC”) is the...
Securities Litigation means the securities class action filed against Recro and certain of Recro’s officers and directors on May 31, 2018 (U.S. District Court for the Eastern District of Pennsylvania (Case No. 2:18-cv-02279-MMB)), for alleged violations of Section 10(b) and 20(a) of the Exchange Act and Rule 10(b)(5) promulgated thereunder.
25 Μαρ 2021 · Here are the most crucial things that plaintiffs and defendants alike need to know about securities litigation in the U.S. What are securities? Put simply, securities are tradable financial assets, typically in the form of equities or debts.
21 Δεκ 2020 · As securities litigation globalizes, issuers risk facing duplicative litigation in multiple jurisdictions with no universal jurisdiction emerging. This leaves the question wide open of whether or not a settling issuer can find global peace upon settlement.
The SEC is the primary regulatory body charged with enforcing federal securities laws and regulating the securities industry. Its role in securities litigation is multifaceted, encompassing both enforcement actions against violators and oversight of private litigation.
12 Ιουλ 2016 · In the securities litigation and enforcement practice, the opponents include plaintiffs’ lawyers, enforcement counsel of securities regulators, such as the SEC and FINRA, and often prosecutors...
