Αποτελέσματα Αναζήτησης
12 Μαρ 2021 · Securities litigation is a broad term referring to the federal and state regulation and enforcement of securities laws. The Securities and Exchange Commission (“SEC”) is the main federal...
The Division of Enforcement oversees the agency’s civil law enforcement function by conducting investigations into possible securities law violations, filing hundreds of enforcement actions each year against wrongdoers, and returning money to harmed investors whenever possible.
23 Οκτ 2024 · Securities fraud occurs when someone provides false information, omits key facts, or uses deceptive practices to manipulate financial markets or mislead investors. This can happen in various ways, but the goal is usually the same—personal financial gain at the expense of others. If you or someone you know is dealing with securities fraud ...
In the securities litigation and enforcement practice, the opponents include plaintiffs’ lawyers, enforcement counsel of securities regulators, such as the SEC and FINRA, and often prosecutors...
The FTC’s Bureau of Consumer Protection stops unfair, deceptive and fraudulent business practices by collecting reports from consumers and conducting investigations, suing companies and people that break the law, developing rules to maintain a fair marketplace, and educating consumers and businesses about their rights and responsibilities.
When companies commit fraud or executives breach their fiduciary duties, we partner with investors to hold the wrongdoers accountable – pursuing class or derivative actions that recover significant monetary damages and achieve meaningful change.
Event-driven securities litigation typically arises from the disclosure of an adverse corporate event, such as bad news. Bad news can often cause a company’s stock to drop, and significant stock drops can lead to securities litigation. Government investigations, news reports, litigation against the company and so on, have
