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Report Suspected Securities Fraud or Wrongdoing. NOTICE: We strongly encourage the public (whistleblowers and non-whistleblowers) to submit any tips, complaints, and referrals (TCRs) using the SEC's online TCR system and complaint form.
12 Μαρ 2021 · Securities litigation is a broad term referring to the federal and state regulation and enforcement of securities laws. The Securities and Exchange Commission (“SEC”) is the main federal...
Report possible securities fraud to the SEC. Call OIEA at 1-800-732-0330, ask a question using this online form , or email us at Help@SEC.gov . Visit Investor.gov , the SEC’s website for individual investors.
The Division of Enforcement oversees the agency’s civil law enforcement function by conducting investigations into possible securities law violations, filing hundreds of enforcement actions each year against wrongdoers, and returning money to harmed investors whenever possible.
As the nation’s consumer protection agency, the FTC takes reports about scammers that cheat people out of money and businesses that don’t make good on their promises. We share these reports with our law enforcement partners and use them to investigate fraud and eliminate unfair business practices.
Event-driven securities litigation typically arises from the disclosure of an adverse corporate event, such as bad news. Bad news can often cause a company’s stock to drop, and significant stock drops can lead to securities litigation. Government investigations, news reports, litigation against the company and so on, have
This practice note provides an overview of the key provisions of the Private Securities Litigation Reform Act of 1995 (PSLRA) 104 P.L. 67, and examines practical considerations at various stages of a typical securities class action under the PSLRA.
