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29 Ιουλ 2024 · The Series 65 exam, known formally as the Uniform Investment Adviser Law Examination, covers laws, regulations, ethics, and various topics important to the role of a financial adviser....
The Series 65 exam — the NASAA Investment Advisers Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 130 scored questions and 10 unscored questions. Candidates have 180 minutes to complete the exam.
16 Οκτ 2024 · The Series 65, also known as the Uniform Investment Adviser Law Exam, is a certification exam designed to test an individual's knowledge of investment-related principles and laws.
OVERVIEW. The Uniform Investment Adviser Law Examination and the available study outline were developed by NASAA. The examination, called the Series 65 exam, is designed to qualify candidates as investment adviser representatives.
Series 65 is a comprehensive multiple-choice test composed of 130 questions. It evaluates knowledge that prospective IARs need to competently render investment advice and abide by securities laws and regulations. Specifically, topics include financial planning, portfolio management strategies, laws and regulations, ethical standards, and economics.
15 Φεβ 2024 · What Is the Series 65? The Series 65 is a financial industry exam and licensing requirement designed for individuals who wish to become registered investment advisors in the United States.
13 Σεπ 2022 · The Series 65 exam is a three hour, 130-question multiple-choice test that covers foundational knowledge all IARs must know. Passing requires 92 out of 130 correct answers. Unofficial results are displayed upon completing the exam.
