Αποτελέσματα Αναζήτησης
To provide for the registration and regulation of investment companies and .R.10065] investment advisers, and for other purposes. [Public, No. 768] Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, TITLE I-INVESTMENT COMPANIES FINDINGS AND DECLARATION OF POLICY SEC. 1.
13 Μαΐ 2020 · Investment Company Act of 1940. This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the investing public.
Rule 11a-3 Offers of exchange by open-end investment companies other than separate accounts ..... 166 Section 12. Functions and activities of investment companies ..... 169 Rule 12b-1 Distribution of shares by registered open-end management investment company ..... 175 (’40 Act) v DFIN
THE INVESTMENT COMPANY ACT OF 1940. Export. Name: 33_50YaleLJ440_1940_1941_.pdf. Size: 1.227Mb. Format: PDF. Download.
24 Αυγ 2023 · The Investment Company Act of 1940 is an act of Congress that regulates the formation of investment companies and their activities. The legislation in the Investment Company Act of 1940 is...
new rule under the Investment Company Act of 1940 (“Investment Company Act” or “Act”) to streamline and enhance the regulatory framework applicable to funds that invest in other funds (“fund of funds” arrangements).
23 Δεκ 2022 · To provide for the registration and regulation of investment companies and investment advisers, and for other purposes. Short Titles Investment Company Act of 1940
