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The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are invited to share comments on proposed rulemakings. At Investor.gov, the SEC provides investors with the resources to make informed investment decisions.
29 Ιουν 2024 · About. The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by the President on the ...
2 Ιουλ 2024 · Search Filings. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
30 Οκτ 2024 · The SEC's Small Business Capital Formation Advisory Committee will hold a public meeting via videoconference to discuss matters relating to rules and regulations affecting small and emerging businesses and their investors under the federal securities laws. Nov 14.
Careers with the SEC. Careers and Recruitment; Comment on Proposed Rules . How to Submit Comments – Rule-comments@sec.gov ; Contracting with the SEC. Contracting — Doing Business with the SEC; Data. Office of Structured Disclosure – (e.g., XBRL; XML; FpML; FIX) Structureddata@sec.gov ; EDGAR. EDGAR Filer Support ; EDGAR Filing Fees ...
31 Οκτ 2024 · SEC Announces Departure of Enforcement Director Gurbir S. Grewal. 2024-162. Sept. 30, 2024. SEC Charges Independent Director and Ex-CEO of Church & Dwight With Concealing Close Friendship with Company Executive. 2024-161. Sept. 30, 2024. TD Securities Charged in Spoofing Scheme. 2024-160. Sept. 30, 2024.
14 Αυγ 2024 · Rules and Regulations. The SEC rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change takes effect. A need for rulemaking can be identified internally by the Commission or its staff, or externally by Congress, regulatory organizations, or ...
PDF Versions of SEC Forms. Securities Exchange Act of 1934. Part 240. General Rules and Regulations. Part 241. Index of Interpretive Releases. Part 242. Regulations M, SHO, ATS, AC, and NMS and Customer Margin Requirements for Security Futures. Part 243.
21 Φεβ 2012 · Filings & Forms. All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR.
About. The Office of Inspector General (OIG) seeks to prevent and detect any fraud, waste, abuse, and mismanagement at the SEC while promoting integrity, economy, efficiency, and effectiveness in Commission programs and operations. The OIG can identify vulnerabilities in SEC systems or processes and make recommendations to improve them.
